Preliminary Studies for Estimating Surface Soil Moisture and Roughness Based on a Simultaneous Experiment with CRL/NASDA Airbone SAR (PI-SAR)
When the soil moisture is high, the total backscattering will be due primarily to the surface
scattering because the reflectivity at the surface is significantly more and less power is
transmitted across the air-soil interface. However, the volume scattering can not be neglected
under nearly perfectly dry conditions. Figure 1 compares two cases of calculating the
backscattering coefficients (
s 0hh and
s0vv), one considering only surface scattering (the
polarizations of HH and VV are represented by the symbols x and +) and the other considering
both surface and volume scattering (solid and dotted curves), as a function of Mv at an
incidence angle (
qs) of 40 degree, an rms surface height (
s) of 1.4cm, =l 15cm, and the
exponential correlation function are assumed. If the soil moisture content is under 2%, the
differences between the two cases of calculating backscatter for both polarizations exceed 1 dB.
Figures 2 to 4 show results of the sensitivity analysis for all polarization states of the model
evaluated for both surface and volume scattering at 1.27 GHz (L-band),
qs= 40 degree, and an
assumed exponential correlation function as a function of Mv (Fig. 2),
s (Fig. 3), and l
(Fig. 4). It will help to select polarization measurements that are most sensitive to each
parameter. The backscattering coefficients (in dB) are plotted for
s 0hh (solid curve),
s 0vv (dotted curve),
s0hh+
s 0vv (x),

(+), and
s 0hh/
s 0vv (*). Figure 2 clearly shows that
the dependence of
s0hh and
s0vv on Mv is nonlinear. For example,
s0hh increases about
8.2dB as Mv varies from 2 to 50% as compared to 12.1dB for
s 0vv , 10.9dB for
s0hh +
s 0vv,
10.1dB for

, and 3.9 dB for
s0hh/
s0vv
. Also,
s0hh reaches saturation faster than the
other polarization states. To simulate dependence of backscattering on
s , Fig. 3 assumes wet
soil ( Mv= 30%) and l = 15cm. In the figure,
s0hh increases about 16.8dB as
s varies from
0.2 to 3.6cm as compared to 16.4dB for
s0vv , 16.5dB for
s0hh+
s0vv and

, and 2.1 dB
for
s0hh/
s0vv.
Furthermore, the curve shapes are similar to those in Fig. 2 for each polarization
state. From Fig. 4 (
s = 1.4cm; Mv= 30%), the sensitive of l is less to backscatter than other
parameters (i.e., Mv and
s ).
s0hh/
s0vv
increases about 1 dB from 2.5 to 20 cm as compared
to about 3 dB for others.
Figure 1. Effect of volume scattering on soil
moisture variation at 1.27GHz, 40 degree incidence
angle. An exponential surface correlation with s=1.4cm and l =15cm was used. Symbols x and +
represent surface scattering, the solid and dotted
lines represent surface and volume scattering.
Figure 2. Numerical simulation of backscattering
dependence on soil moisture by polarization states.
The solid, dotted, x, + , and * are for s 0hh,s 0vv,
s 0hh+s 0vv,
,s 0hh/s 0vv,
respectively. Input
parameters were the same as in Fig. 1.

Figure 3. Simulated backscattering dependence on
rms surface height at the Mv =30%. Other
parameters were the same as in Fig. 1.
Figure 4. Simulated backscattering dependence on
correlation length at s =1.4cm. Other parameters
were the same as in Fig. 3.
Comparison With Field Experiment
Simultaneous Experiment
A simultaneous experiment with PI-SAR was conducted on July 14, 1999. However, the
selected day was not good for validating the surface soil moisture because it rained very much.
Three test sites with bare land or short vegetation were selected to validate the soil moisture and
roughness. Two test sites were located in the “Tomakomai Experiment Forest” of Hokkaido
University, Japan (see Qong et al., 1999), which is a very flat forest area and very well
maintained. The surface soil moisture was obtained by the Time-Domain Reflectometry (TDR)
method and direct sampling method; the horizontal profiles of the land surface height were
measured by comb-style instruments (80cm length, 2mm interval) to evaluate the surface
roughness parameters (i.e.,
s , l , and surface correlation function). The ground truth data of
one test site in the felling forest area was used in this study.