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Water Resources
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Preliminary Studies for Estimating Surface Soil Moisture and Roughness Based on a Simultaneous Experiment with CRL/NASDA Airbone SAR (PI-SAR)
Evaluation of Surface Roughness Parameters and Correlation Function
A total number of 18 surface roughness profiles were obtained in one test site (two profiles for
each measured point). s and l were calculated from these data (Ulaby et al., 1986), and the
results are shown in Fig. 5. To find the surface correlation function, eq. (1) was fitted to the
measured autocorrelation from the measured roughness profiles for various values of n . Figure
6 shows an example of the measured auto correlation compared with the exponential and
Gaussian correlation functions; the results are summarized in Fig. 7 where the number of
occurrences was plotted as a function of the power n (Shi et al., 1997). Figure 7 indicates that
about 67% of the measured roughness profiles at this test site can be described by exponential
correlation functions with n £1.4.
Comparison of Measured and Calculated Backscattering Coefficients
Figure 8 compares s0hh and
s0vv obtained by PI-SAR and calculated by the model with
measured Mv, s , l , and 1 =n input for the test site. Besides roughness measurements, Mv
was sampled three times by TDR at one point, then calibrated and averaged for each point.
Figure 8 indicates that some of the calculated backscattering coefficients were in good
agreement with measured ones. However, calculated
s0hh values were almost always
underestimated.

Figure 5. Relationship between measured s and l at the test site.

Figure 6. Example of comparisons between
measured autocorrelation (solid curve) and general
correlation with n=1.0, 1.4, 2.0 (dotted curves).

Figure 7. Summary of the result of fitting the
surface correlation function to measured
autocorrelation.
Figure 8. Comparisons between backscattering
coefficients observed by PI-SAR and calculated
using measured parameters, Mv , s and l . The
data points for s0hh and
s0vv are represented by the
symbols and +, respectively.
Simple Algorithm for Estimating Moisture and Roughness
A simple algorithm is used to estimate the soil moisture and surface rms height simultaneously
from polarimetric SAR data, employing only s0hh
and s0vv and assuming l . Figure 9 shows
an example of the inversion diagram at 1.27GHz, 38.9 degree incidence angle corresponding to
the test site, l = 15 cm, and exponential correlation function. The variations of Mv and sare
represented by the solid and dotted curves, respectively, and the measured values, by x. If the
measured value is plotted in the simulated range, Mv and s for each pixel can be inferred
from Fig. 9. However, it is difficult to consider all pixels, and only five pixels can be used in this
case. Figure 10 summarizes the inferred results for Mv. Figure 10 indicates that the soil
moisture is underestimated. Also, the inferred s is overestimated, which is the same as the
trends of Hajnsek et al. (1999).
Figure 9. Inversion diagram using s0hh and
s0vv at
l=15cm. The solid curves show variations of Mv;
the dotted curves, the variation of s; and the
symbol x, observed by PI-SAR at the test site.
Figure 10. Comparisons between the inferred and
ground measured soil moisture for the test site. Only
five pixels at the test site could be calculated.
Conclusions
This study sought to infer the surface soil moisture and roughness based on a sensitivity analysis
performed using a scattering model including the surface correlation function, then to compare
the results with data from a simultaneous PI-SAR experiment. Because the problem is site-
specific, the measurement accuracy of both the ground truth data and the SAR system, including
speckle noise, is not optimum, and the model has uncertainty, measured and inferred values of
the soil moisture and surface roughness did not agree well. It is thus necessary to examine the
algorithms to estimate the soil moisture based on the radiative transfer solutions.
Acknowledgements
The authors would like to thank Prof. Hiura and Mr. Okuyama of Hokkaido University for
implementing the field experiment, and their CRL colleagues and Mr. Kawada of RESTEC for
processing the PI-SAR data.
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