Backscattering Characteristics of Airborne SAR Images for Seismic
Vulnerability Assessment in Urban Areas
Hisashi Aoki, Masashi Matsuoka , Fumio Yamazaki
Earthquake Disaster Mitigation Research Center
The Institute of Physical and Chemical Research (RIKEN)
2465-1 Mikiyama, Miki, Hyogo 673-0433, Japan.
Tel: +81-794-83-6632, Fax: +81-794-83-6695
Email: aoki@miki.riken.go.jp
and
Seiho Uratsuka, Tatsuharu Kobayashi, Makoto Satake
Communications Research Laboratory (CRL)
Ministry of Posts and Telecommunications
4-2-1 Nukui-Kitamachi, Koganei, Tokyo 184-8795, Japan
Tel: +81-423-27-7465, Fax: +81-423-27-6665
Abstract
In this study, we evaluated the relationship between the structure of an urban area
and the backscattering characteristics using the CRL/NASDA airborne synthetic aperture
radar (PI-SAR) which observed the Tokyo Metropolitan area, for the purpose of developing
building inventory and grasping the elements of seismic risk. The specific buildings were
selected from areas which show predominant intensities of HH, VH and VV polarizations.
The polarization characteristics of these areas were examined from co- and cross polarization
signatures computed from the PI-SAR data and were confirmed by field surveys and aerial
photographs.
Introduction
The risk of seismic damage in urban areas is closely related to the structures and
materials of buildings and distance between them. Hence it is important to study the plan,
elevation and structure of buildings in urban areas in order to evaluate seismic vulnerability.
This evaluation is very important for the prediction of human casualties, for the mitigation of
disaster. Moreover, it is effective for the recovery and reconstruction of society. Inventory of
structures in urban areas can be obtained by a field survey. However, a large amount of time
and effort is required to do so. Remote sensing by aircraft is one of the most promising
technologies for monitoring large areas covering the earth's surface. Airborne survey methods
can be an effective solution since they can provide spatial information about a large area
quickly and easily. Airborne SAR (Synthetic Aperture Radar) provides high-resolution
images, which can be used for identifying individual buildings. The airborne SAR is able to
provide full-polarization information. The complete polarization characteristics are obtained
by the analysis of polarimetoric SAR images. The polarization characteristics are highly
suitable for the identification of detailed surface conditions of objects because they differ
according to factors such as building materials and the density of city blocks. If we can
identify the urban structures on the basis of their areas from the polarization characteristics,
the results can be used in the seismic vulnerability assessment. This study investigated
backscattering signatures from the polarized characteristics of man-made objects such as
low-rise buildings in a high-density area and tall buildings in a commercial area.
Airborne SAR images
The Communications Research Laboratory (CRL) of the Ministry of Posts and
Telecommunications of Japan and the National Space Development Agency of Japan
(NASDA) have developed in collaboration an airborne high-resolution multiparameter
synthetic aperture radar (Polarimetric and Interferometric SAR: PI-SAR). Mounted on an
airplane, this synthetic aperture radar is a dual-frequency radar operating at L-band and
X-band frequencies with polarimetric functions. The main characteristics of PI-SAR are
listed in Table 1. The PI-SAR was used to observe the Tokyo Metropolitan area on September
30, 1997, and X-band, full polarization data were acquired. In this study, we used the data for
a 3km X 3km area in Shinjyuku, Tokyo. The backscattering intensity images of HH and VH
polarization are shown in Fig.1. Comparing the backscattering intensity images in HH, HV,
VH, and VV polarizations, it was revealed that the intensities of co-polarization (HH, VV)
were higher than those of cross-polarization (HV, VH), and HH polarization intensity was the
maximum. High-rise buildings are indicated by strong backscattering reflection. Whereas
low-rise buildings, forests on parks and ponds are indicated by weak backscattering reflection.
Moreover, even in the case of areas which contain similar types of buildings, the predominant
polarization differs. Then, a color composite image (red, green and blue are allocated to HH,
VH and VV polarized intensity images, respectively) is created. The predominant
polarization differs between each super-high-rise building and differs in segments, even
within one super-high-rise building.
Table 1 Characteristics of PI-SAR X-band
| Frequency | 9.55 GHz |
| Bandwidth | 100 MHz |
| Antenna, Length x Width | 1.05 m L x 0.19 m W |
| Off-nadir Look Angle | 10 – 75 deg. (Variable) |
| Observation mode | 2-ch. Polarimetry/ Interferometry | 4-ch. Polarimetry | 6-ch. Polarimetry& Interferometry |
Swath Width (Observed from12,000 m) | 19.6/42.5 km | 8.2/19.6 km | 4.3/11.9 km |
| Slant Range Resolution | 1.5/3 m |
| Azimuth Resolution (4/8-look) | 1.5/3 m |

(a) HH polarization

(b) VH polarization
Fig.1 Backscattering intensity images of PI-SAR