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Environmental protection in Germany and the specific role of spatial planning - An introduction


Evolving of (spatial) planning at higher planning levels started from the municipal level in a bottom-up process. Industrialisation with its mushrooming urbanisation clearly showed the need for co-ordinated and integrated spatial planning beyond and above the local level. Consequently, in 1919 the first Regional Planning Association was established in the Ruhr District, then the largest industrial region in Europe. Important to note that the organisational form chosen was that of an association - members are mainly the municipalities and talukas - and not a centralised governmental authority. This Regional Planning Association (SVR) has been very successful in guiding settlements development in Germany's largest industrial area since its inception. Till today growth of the main cities in the Ruhr District has been effectively controlled and they are separated by larger, regional green belts (width between 5 - 10 km) acting as buffers and providing the needed open space for recreation. This organisational form of planning associations - basically a bottom-up approach - has been repeated throughout the country (it was for the first time inaugurated for water management; see box). Regional planning at district level was introduced some 30 years back. Regional plans are prepared for several themes and are guiding the further detailing of plans at the municipal level. In addition regional plans have the function to further detail the State level plans. Since regional planning is executed by planning associations which are composed mainly of the municipalities and talukas of the planning region (normally the district) they have direct influence on the results of this planning level.

The need for State level planning emerged relatively late, mainly at the end of the Sixties and also in connection with the emerging environmental discussion. At the early seventies a spatial structural policy had been promulgated at the national level and State planning legislation had been promulgated based on a national framework law. Relevant spatial plans are however developed at State, regional (District) and local level only.

The national level is not directly involved in the process of spatial planning, indirectly insofar as the national level has promulgated framework legislation and provides general development principles. But their transformation into plans is carried out at lower levels. The national level has only broadly identified those regions in the country where plan-guided development is urgently needed.

One characteristic feature of regional and State planning is the predominance that environmental objectives have gained over the decades. Here Germany took a lead to use the mutual dependencies between spatial planning end environmental protection. Some 40 years back it was understood that spatial planning is a powerful instrument to protect the environment and, simultaneously environmental spatial objectives could be useful to strengthen the effectiveness of spatial plans.

Environmental objectives play a dominant role even in the federal spatial planning framework law. Often half of all spatial development objectives are expresses as explicit environmental objectives or related to them. The general objectives of incorporating environmental considerations into spatial plans include:
  • use of the land according to its natural (environmental) suitability in a way that the use is not adversely affecting its natural conditions and/or its natural functions on a sustainable basis;

  • restoration, rehabilitation or sanitation of lands and land based natural resources already degraded by human activities;

  • preservation of ecologically sensitive and important lands respectively ecosystems with the effect that their functions for nature as well as society are sustainably preserved.

  • preservation and/or management of land based natural resources such as water (e.g. groundwater)
This is carried out within the German spatial planning system which consists of mainly three levels:
  • State level planning (in State level Plans or Programmes)
  • Regional (District) Planning (in Regional Plans)
  • Municipal Planning (in Master Plans and Lay-Out Plans)
All plans at all levels have in common:
  • They provide development potential and direct its development in an environmentally compatible manner

  • Implementation is not a direct part of the plans; their main function is development guidance

  • All plans are thoroughly co-ordinated vertically (within the spatial planning hierarchy) as well as horizontally (with all concerned sector plans and programmes) following the counter-current principle (simultaneous co-ordination bottom-up and top-down)
  • The upper planning level guides development at lower planning level while the lower planning levels provide input into the plans development at higher planning levels

  • All plans summarise the socially accepted future demand for land and resources identified in a democratically organised process involving all social groups and the general public
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